If you find that GIPS® is not currently a good fit for your business, you are not alone.  We have worked with many advisors who opt to provide transparency and assurance to their clients through a strategy specific examination.  We work with you to adequately document your strategy specific policies and procedures ensuring a smooth and efficient examination.  The areas covered in this type of exam include source data and inputs, calculation methodologies, disclosures, and supporting records.  Upon completion of the examination, you will receive an Independent Accountant’s Report consisting of a CPA opinion, notes to performance and strategy performance table.

A model track record can be a great way to showcase a new strategy but tend to be subject to additional regulatory scrutiny.  If you have been maintaining a model portfolio or are ready to launch a new product, our model examinations provide an extra layer of assurance surrounding consistent application of the model performance calculations.  We work with you to adequately document your model policies and procedures and ensure your performance calculations are applied consistently and accurately.  Proper disclosures for model track records can be fairly nuanced, that’s why we will work with you to develop marketing disclosures that meet regulatory standards so that you can market with piece of mind.